At Wyse Securities, we are committed to protecting your privacy and the confidentiality of your personal and
financial information. The measures we take to keep your personal information private and secure are outlined below:
How We Protect Confidentiality
Wyse uses procedural, physical and electronic system safeguards to store secure information about you in compliance
with federal standards. Our systems protect your information from unauthorized access, alteration, and destruction.
Access is permitted only to those individuals within our organization who need the information to perform their
job responsibilities.
If we enter into agreements with other companies to provide services to us or make products and services available
to you, we will include a confidentiality clause. Under such an agreement, these companies may receive information
about you, but they may only use it for the intended purpose - to benefit you.
Persons Covered by the Privacy Policy
The Wyse Privacy Policy applies to anyone who is a current or former Wyse brokerage client. We will provide you
with a copy of this policy when you open an account, and we will send you annual notifications thereafter. If we
change our policy regarding the sharing of information, we will notify you in advance and give you the opportunity
to "opt out" of such disclosure.
How We Obtain Information About You
In the normal course of business, we collect, retain and use information about you to serve your financial needs,
administer your account(s) and inform you of products and services that may be of interest. This data, known as
non-public personal information, may be collected from several sources,, including: applications and other forms
you file with us, records of transactions with us, our affiliates, non-affiliated third parties, and others (e.g.
credit report). Because we strive to provide you with the best possible service, the accuracy and completeness
of your personal information is important to us. We ask that you review your information regularly to ensure that
it is correct. Please contact us if you need to correct or update your personal information.
Sharing Information - With Whom and Why
Wyse does not sell your personal information to anyone. We restrict the types of information that we share and
the types of the types of entities with whom we share it. The primary reason for sharing information about you
is to increase your convenience in transacting business with us.
We do not disclose your personal information to non-affiliated third parties, unless one of the following exceptions
applies:
We disclose personal information to service providers that assist us in processing your transactions or servicing
your account(s). The primary example of this would be our clearing firm, SWS Securities, Inc, who holds the
account for you that we act as the broker on.
We disclose or report personal information in limited circumstances when we believe in good faith that disclosure
is required or permitted under law. For example, we would provide information in cooperation with securities regulators
or law enforcement authorities, to resolve consumer disputes, or to perform credit evaluations and authenticate
checks.
Internet Security
We do not retrieve account or personal information from visitors who browse the public (pre-log-on) areas of our
Web site. Clients who have the ability to access their accounts online are required to log on with their user name
and password. Your initial password is issued to you by SWS Securities and it is recommended that you change
it by using the "admin" function at the top right of the screen once you are logged in to the account.
You may change it as often as you wish. You should never share your password with anyone, except when receiving
technical assistance from our staff, and then it is recommended that you change it once the matter is resolved.
When you access your account online, it is through a Secure Socket Layer-encrypted session between your browser
and our clearing firms (SWS Securities, Inc.) servers. To ensure the highest level of security, they have
installed VeriSign Global Server Ids on each server. We, and our clearing firm, will continue to enhance security
procedures as new technologies become available. Each time you access your account please don't forget to log off
when you are finished. This will prevent someone else from accessing your account if you leave your computer and
your session hasn't automatically shut down.
Wyse employees use information about you to respond to your needs. We instruct our employees to use strict standards
of care in handling the personal, confidential information of customers and remind them of on a regular basis of
their obligations with regard to the confidentiality of customer information.
Opt to Opt Out and Change Notices
If for any reason at any time in the future, we find it necessary to disclose any of your personal information
in a way that is inconsistent with this policy, we will give you advance notice of the proposed change and the
opportunity to opt out of such disclosure,
For your convenience, this policy will be posted on our website at www.wysesecurities.com.
If you have any questions or concerns, please contact us.
