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Commissions & Fees
| Stock | Market Orders | Limit Orders |
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Internet trades Broker assisted Extended Hours |
$9.95 $25.95 N/A |
$9.95 $25.95 $34.00 (min) |
| Stock Under $1 |
$25.00+2.75% of the principal, min.$34 |
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| Options | |
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Internet trades Broker assisted |
$7.95 + 0.95 per
contract min. $17.50 $35.00 + 1.95 per contract min. $39.95 |
| Option Assignment or Exercise $ 35.00 |
| Mutual Funds | |
| No Load Funds | $35 |
| Listed Bonds | |
| $4.00 per bond | $25 minimum |
| US T Bills, Notes & Bonds | |
| $4.00 per bond, bill or note, min.$25.00 | |
| Unit Investment Trusts | |
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$50 Liquidation fee
(Liquidators Only) No new purchases |
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**
$4.50 misc. charge applied to all trades. All GTC orders (Good Till Cancel) will be charged $3.00 extra. Transactions may be executed on a " riskless " basis, where the firm charges a markup or markdown. Single orders executed at multiple prices will be subject to a commission and miscellaneous charge for each different priced execution. Rates Subject to Change Without Notice |
| Special Services | |
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Margin Sell Out/Buy In Employee Stock Option Exercise Exercise Rights or Warrants Clear Restricted Stock Stock Tender offer ( Reorganization ) Write-off Worthless Stock Foreign Securities |
$35.00 $60.00 $25.00 $90.00 $25.00 $25.00 $35.00 |
| Fees | |
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Returned Checks / Stop Payment Extensions IRA termination Basic Vision Checking Account Personal checks (initial, subsequent orders) Visa Platinum Check Card Annual Fee 2nd Visa Card on Account Opening Photocopy of cancelled check Full Account Transfer Out (ACAT) Partial Account Transfer Out (ACAT) Vision Check Application (one time fee) Duplicate Paper Trade Confirmations Duplicate Paper Account Statements Copy or Money Market Return Check Prior year 1099 (or other related) reports Inactive Account Fee |
$15.00 $10.00 $25.00 Free Free $50.00 Free $10.00 $60.00 $50.00 $15.00 $1.00 (ea.) $6.00 (ea.) $5.00 (ea.) $12.00 $35.00 |
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Verification of deposit (written
verification of a deposit into a specific account, often used when a 3rd party is verifying a customer's account balance - usually a mortgage provider) |
$20.00 |
| Please note: All fees are subject to change with out notice. |
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