Welcome To Wyse Securities

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It is easy to open an account with. Wysesecurities.com. In a short period of time, you will be able to take advantage of the low commissions, high technology and top-quality service.

To open your Wyse account:

Step 1: Download and Print the forms from our Document Center below.

Step 2: Complete and sign the forms.

Step 3: Make check payable to SWS Securities and mail with the signed forms and copy(s) of valid photo identification* to:

Wyse Securities
20735 Stevens Creek Blvd., Suite C
Cupertino, CA. 95014-2104

* Laws require that we obtain physical evidence of a person's identification. Acceptable forms are drivers licenses, passports, government identification, or an alien registration card.

Step 4: You will be notified (by phone, fax or email) that your account has been approved, opened, and activated.

Step 5: Once your account is funded, you will be contacted with your User Name and Password, and you can begin trading online.

Note: Cashier's checks and money orders are both immediately available for trading. Personal and business checks will be available for trading after 5 business days.

Step 6: Read our Frequently Asked Questions section.

Document Center If you need to fax any documents to us please use 408-252-4538.

Form: 1 New Account Form and Agreement
An easy form required to open all new accounts except for IRAs.
Note: Foreign Accounts, Trusts, Corporations, Non-Corporate Entities, Sole Proprietorships, Partnerships, Investment Clubs, and accounts with trading authorization require additional documentation. See "More Based on Your Needs" below

Form: 2 Margin Disclosure Statement
Required reading for all margin accounts

Form: 3 On-line Usage Agreement
In order to obtain the privilege to trade on-line, you must sign this form and mail to us.
Account Access form (below) is also required for this privilege.

Form: 4 Account Access Request Form
Required for online access. If you have multiple accounts with us, you can also link them for access with a single user ID & password. On-line Usage Agreement (above) is also required.

Form: 5 Account Transfer (ACAT) Form
To transfer an existing account from another brokerage firm to us.

Form: 6 All about IRAs
Descriptions of various IRA plans we offer

Form: 7 Traditional IRA Application
A short, simple and easy Traditional IRA application form

Form: 8 Roth IRA Application
To setup Roth IRA Account

Form: 9 SEP IRA Application
To set up a SEP IRA

Form: 10 SIMPLE IRA Application
To set up a SIMPLE IRA

Form: 11 Coverdell Education Savings Account
An account where your investments for a child's education can grow tax free.
Account Application and Agreement and Disclosure Statement

Form: 12 Roth IRA Conversion Form
To convert a Traditional IRA to a Roth IRA

Form: 13 IRA Change of Beneficiary Form
To change the beneficiary on your IRA

Form: 14 Rollover Certification Form
To deposit an existing IRA or employer sponsored retirement plan to your Wyse IRA account.

Form: 15 IRA Distribution Form
To request withdrawals from your IRA account

Special Services

Form: 16 Vision Cash Management Account Application
Setup Free Checking & optional Visa Platinum Check Card

Form: 17 Automated Clearing House (ACH)
Electronic wiring between Wyse Securities and your bank free of charge.

Form: 18 Confirmations by Email/Fax
We can send your Trade Confirmations by email or facsimile (fax).

Form: 19 Direct Deposit Request Form
To arrange the direct deposit of your paycheck into your Wyse Securities account.

More Based On Your Needs

Form: 20 W-8 Forms BEN, ECI and EXP
Required tax form for non-resident applicants

Form: 21 W-9 Form
Taxpayer Identification Certification

Form: 22 Characteristics and Risks of Standardized Options and Special Statement for Uncovered Option Writers.
Required reading for all Option Accounts

Form: 23 Trustee Certification Form
This form, or a copy of the trust, is required for Trust accounts

Form: 24 Limited Partnership Agreement
Required form for Limited Partnership Accounts

Form: 25 General Partnership Agreement
Required form for General Partnership Accounts

Form: 26 Investment Club Account Agreement
Required form for Investment Club accounts

Form: 27 Corporate Account Resolution
Required form for Corporation accounts

Form 28 Association or Other Non-Corporate Account Agreement
Required for non-corporate entitles opening an account.

Form: 29 Sole Proprietor
Required for Sole Proprietorship Accounts

Form: 30 Trading Authorization Form
Enables account holder to give trading authority to another person.

If you are an employee of a brokerage firm, Wyse Securities requires a letter of approval from your employer before an account can be opened.

This information is for those who wish to open an account with Wyse Securities, If you have further questions, please feel free to contact us at 800-640-8668, or e-mail to: office@wys-sec.com

Form: 31 Wyse Securities Letter of Authorization

Form: 32 Wire Transfer Instructions

Form: 33 Worthless Stock Release Form

Form: 34 Change of Address Form

Form: 35 Automated Clearing House Request Form

Form: 36 Authorization to Pair Off

Form: 37 Irrevocable Stock or Bond Power

Form: 38 Transfer on Death Addendum

Form: 39 144K

Form: 40 701SellersLetter

Form: 41 Rule 144 Seller Letter